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We have seen
that mankind hasn't evolved much, physically speaking, since the
first human beings appeared on this planet. On every other level,
howevermentally, culturally, spirituallyhuman development,
both quantitatively and individually, has been astonishing. Darwin
didn't describe natural evolution as necessarily upward, and I
don't refer to the evolution of the human species as progressive
either, inasmuch as history shows civilizations as constantly
rising and falling. Changes, however, of outlook, taste, and cultural
values have included as much variety as imagination is able to
conceive.
The lower animals haven't shown anything like this flexibility.
The legend, still visible on the gate of a home in ancient Pompeii,
reads, "Cave canem (Beware of the dog)." The same warning
may be seen today on homes everywhere in the world. I suspect
that the canine penchant for chasing moving vehicles hasn't changed
at all, either, in thousands of years. Cats may disdain the dog's
protective functions (though history actually records a few bizarre
instances of "guard cats"products, one supposes, of trainers'
ingenuity), but as far as I know cats have at least been comfortable
always with their role as mousers.
Human beings are unpredictable. In this sense they resemble the
little hedgehogs in Alice in Wonderland, which were supposed to
act as balls in a croquet game, but which kept uncurling themselves
and wandering off in their own directions. Every human being,
similarly, is simply himself. He can rise or fall; grow more intelligent
or less so; develop tastes he never had before or lose those he
once thought defined him; become kindly or aggressive; calm or
nervous. It is true that everyone has an essential "I" that never
changesas may be observed by comparing the photograph of
a little child with a recent one of the oldster he has become
sixty years later; something in the eyes has remained the same.
Grown-ups, however, can manifest tendencies far removed from those
they had as childrenchanges in their persona due to past
responses to life's challenges.
Modern psychology has tried to arrest this developmental process
by freezing human nature in definitions. Carl Jung classed people
in two categories: introverts, and extroverts. Alfred Adler saw
the need for excelling as a compensation for what he called the
"inferiority complex." Sigmund Freud, the father of modern psychology,
claimed that the libido, or sex drive, is mankind's basic reality.
All three men only followed the trail science had already blazed
in its efforts to define everything.
Human beings cannot, however, be pinned onto boards like butterflies.
To assign them fixed roles is to hinder their further psychological
and spiritual development. Even butterflies get pinned onto boards
only after they're dead. Who can even predict, of a living butterfly,
what its next direction of flight will be?
A theme that runs through all the writings we've considered is
competition. Machiavelli pitted rulers against their subjects.
Adam Smith pitted people against one another in their ambition
for wealth. Thomas Malthus described in terms of competition
the earth's ability to feed its inhabitants, as opposed to the
population's increase numerically. Hegel said that rational conclusions
arise out of a dialecticcompetition, againbetween two
concepts, resulting in synthesis. Charles Darwin's concept of
natural selection was based on life's competition for survival.
Darwinian evolution led to Karl Marx and Friedrich Engels with
their theory of class competition. (Marx and Engels considered
themselves the direct ideological heirs of Darwin.) This long
line of thought led eventuallyindeed, inevitablyto Sigmund
Freud and his investigations into the human psyche.
Freud discerned within the individual the competition others
had observed outwardly. He discerned there a tangle of hidden
conflicts, or "complexes," for which he invented psychoanalysis
as a way of resolving them. Freud's writings, in their grandiose
sweep and pompous terminology, betray an amusing suggestion of
Wagnerian hyperbole! He felt a need to create new words and definitionsthe
more ponderous the better!to dignify psychoanalysis as a
science.
Biological evolution as Darwin explained it has no discernible
purpose: It demonstrates only Nature's extraordinary prolificity.
Freud, similarly, saw psychological evolution as having no purpose,
and human life as without meaning. Like those others, he was interested
in how things work, and from that starting point sought
to help people to function normally. And what constituted normality,
for him? He never said; perhaps he never even thought of saying.
He simply reasoned that, if a person can be released from his
repressions, he will find it easier to cope with life.
The human mind is not like the body, in that it is capable of
infinite and very varied development. Freud, however, treated
it as a fixed reality, as though it were essentially physical.
He considered mental health something merely to be established
and maintained in a state of "normality."
Philosophically speaking, man is faced with two absolute alternatives.
They are mutually exclusive: consciousness, and unconsciousness.
Science considers inert matter the basic and universal reality.
From that premise consciousness is assumed to be, not basic, but
only an aberration of bedrock reality. The alternative to this
assumption, of course, is that everything is consciousness,
whereas inertness and unconsciousness are only appearances. Nothing
could be more inconvenient for someone who wants to measure everything,
as science does, in terms of mass, weight, and motion.
Freud viewed himself as the heir to the traditions of science.
He took matter's unconsciousness, therefore, as his absolute.
His explanation for human behavior was predicated on the assumption
that it is essentially a mechanism. He would have liked, if possible,
to reduce all human behavior to immutable laws like those of physics
and chemistry. Only by so doing, indeed, could he win acceptance
for psychology as a new and genuine branch of modern science.
Freud's technique for helping people to gain release from their
repressions is known as "free association." The patient reclines
on a couch in a dimly lighted room, and gives random utterance
to a so-called "stream of consciousness." Months of such outpouring
are supposed to produce significant data, through which the psychoanalyst
must then cull.
Freud analyzed dreams also, claiming that in dreams people reveal
their unfulfilled or repressed desires.
Needless to say, valid insights into all this data require considerable
sensitivity on the part of the psychoanalyst. Intellectual analysis
is inadequate for this task, for deep perception requires also
sympathy: Indeed, it requires intuition. Unfortunately, the word
analysis suggests only an intellectual function. Given
the direction of modern thought, no other method of diagnosis
would be acceptably scientific.
Deep feelings, however, cannot be understood by analysis alone
any more than a song can be understood by impersonally observing
the singer's gestures and expressions. Sympathy, especially calm
sympathy, is essential to understanding people, much more so than
detached analysis of them. Many men and women no doubt enter the
psychiatric profession out of a desire to help others. Nevertheless,
the training they receive conditions them to analyze people intellectually.
For in the classroom they must learn the need for preserving scientific
objectivity. The process is likely to deaden their natural empathy.
I had an amusing dream recently. It was just before waking in
the morning. I was to play a trombone solo with Glenn Miller's
band. I've never played the trombone, and had never done so in
the dream, either. I tried a few tentative notes, and was surprised
that they came out mildly well. The band members smiled in appreciation
for my effort; one of them called out, "All right!" Their
reaction was friendly and supportive, though hardly overwhelmed.
Before I could continue, it seemed I was to sing a well-known
Glenn Miller number, "Chattanooga Choo-Choo," with Glenn Miller
himself singing the introduction. This all took place in a studio,
not on stage before a crowd. Song sheets were spread out before
us on a piano top, and the pianist was about to begin playing
when I awoke.
Now then, what did this dream mean? Glenn Miller's was probably
the best-known band in the early 1940s. He played the trombone
superbly. A tie-in comes to mind: Two days earlier, I had noticed
on a brochure for a new medical device the name, "At Last." This
was also the name of a song Glenn Miller recorded many years ago
for a movie. A tenuous link? Well, anyway, there you have it.
Looking at my dream from a Freudian perspective, I can imagine
a psychoanalyst saying that it portrayed wish fulfillmentor,
if not that, then a fear of public embarrassment. Would either
analysis be correct? There was no public in the dream, so of that
particular fear we may say it wasn't likely; in fact, I wasn't
fearful at all. The band members were friendly to me, and not
in some way opposed to making it all happen. Was I in any other
way emotionally engaged: nervous? apprehensive? competitive? overconfident?
eager to show off? happy to find myself in the company of a famous
person and with a prominent band? worried about the public's reception?
pleased with the music? displeased with anything? concerned about
my ability to perform well? None of the above. I was interested,
but otherwise not involved. As far as I can tell, the dream had
no meaning. When I awoke, it was with amusement over this quite
trivial fantasy.
A psychoanalyst, however, might see promising possibilities here.
I've said the dream contained no wish fulfillment. "Are you sure?"
he might ask, skeptically. "Are you being completely honest with
yourself?" I've said I felt no apprehension. "You may only be
fooling yourself" might be his warning. I've said I wasn't concerned
about the public's reception, but (he might remind me) fear of
appearing in public, and especially of speaking or performing
on a stage, is one of mankind's major phobias. So thenwho's
to say?
I imagine that any number of "revelations" might be ferreted out
of that dream, were a person so inclined. Yet when I awoke it
was with a smile of amusement. I'd have dismissed it all from
my mind if it hadn't occurred to me that this might make an interesting
addition to the present chapter. A psychoanalyst, relying only
on his intellect, might have much to say on the subject, but if
he took my own feelings into accountand this was my
dream, after all!I think he'd soon close his notebook and
look elsewhere for clues to the real Don Walters.
As I contemplate dreams that I've found meaningful in my lifethis
wasn't one of them!it seems to me that usually their message
was not revealed so much in their literal content as in the feeling
that lingered with me afterward. Sometimes this feeling conveyed
a clear message. Sometimes the message itself hadn't much bearing
on the events of the dream. What mattered was that I awoke with
some new and deeper insight, or some new resolution. Feelings
like these are subjective and personal; I wouldn't want others
picking them apart. What the dreams accomplished was significant
for their results, not for any analysis I might have made of their
contents.
One problem with free association was pointed out in 1942 by Ludwig
Wittgenstein, the prominent Austrian-British philosopher. "Queer"
was his word for it. "Freud," he wrote, "never shows where to
stop." He noted, in addition, that Freud never told his patients,
"This is the right solution."
Psychoanalysis offers its patients no real goals. Its greatest
lack may be the fact that it holds out no special hope of happinessthe
one thing everyone most deeply desires. Patients are left more
or less where Darwin dumped them: in the mire of their animal
origins. They are given nowhere to go and nothing particular to
expect. If monkeys were our ancestors, or lemurs, or any other
low species, and if our evolution to date has been purely accidental,
then to be human is not significantly different from being any
other animal. In any case, we all face the same old struggle:
survival. Our animal self is what we really are, no matter how
pretentiously we clothe ourselves. Indeedto squeeze the last
drop of self-honesty from this depressing admissionacceptance
of our pristine origins ought to take us back farther still in
evolution: to the worms, the molluscs, the amebas.
What does it accomplish to tell ourselves that we are "only" animals?
It was this admission that Darwin, by posing survival as his criterion
of evolution, demanded. If the past is our key to the present,
then aspiration of any kind is a delusion and has no bearing on
the real issue of life according to Darwin: survival.
Freud makes much of man's "animal" libido. Interestingly, many
lower forms of life are asexual. In the higher animals, moreover,
sexual expression is usually seasonal, not obsessive as it can
become in human beings. The conclusion is inescapable: Addiction
to sex, for those who are subject to it, comes not from man's
animal but from his human nature. Man's highly developed intelligence
can make his imagination insatiable. Rarely, if ever, do fetishes
of this sort appear in the lower animals.
Freud described the human psyche as possessing three levels: the
Id, the Ego, and the Superego. 11 The first
of these, the Id, reaches far back into our animal past; it is,
he said, "the dark, inaccessible part of our personality," animal
in nature, sexual, and unconscious. The Id "contains everything
that is inherited, that is present at birth, that is fixed in
the constitution." It is blind and ruthless. How many animals,
one wonders, might be so described? Beetles, maybe? Mammals, certainly,
demonstrate kindness, also, and an ability to care for one another.
Any attempt to attribute mere "mechanisms" to such behavior must
be labeled pureand not very well reasoned!projection.
The Id's sole impulse, Freud said, is to gratify desire, in utter
indifference to the consequences. It has no values and no moral
sense.
Freud's next step up the ladder of the psyche was the Ego, which,
according to him, is what develops out of one's awareness of the
world around him. The Ego is our response to the need to curb
the Id's "blind and ruthless" tendencies, so as not to place ourselves
in conflict with others' expectations of us.
The final level of the psyche was the Superego, which Freud said
is our conscience. The Superego as he described it develops in
response to the prohibitions and rules of conduct that societyparents,
teachers, and other authority figuresimpose upon us.
Both the Id and the Superego, Freud said, are unconscious. This
description of them as unconscious is hardly felicitous. Nothing
connected with the mental processes can be literally so! "Subconscious"
would be a better word, inasmuch as it describes those parts of
the psyche which lie deeper than normal awareness. Neither the
Id nor the Superego is above that awareness. The word, subconscious,
moreover, has been available since Baron Leibniz in the seventeenth
century, and Immanuel Kant in the eighteenth. Those men, however,
associated it with merely peripheral awareness, whereas Freud's
"unconscious" descends to levels that had never been contemplated
before. This, no doubt, was why he felt the need to invent new
names. His nomenclature, however, opened the door to quasi-mystical,
and certainly unprovable, "intuitions," which constituted part
of what I've called his Wagnerian hyperbole. In any case, and
regardless how deep the Id goes, it cannot ever be unconscious.
Were it so, it simply wouldn't exist.
Freud is deservedly famous for making us aware of how many of
our mental processes lie far beneath the waking state. To scorn
his contribution would be like criticizing Christopher Columbus
for not describing California. Nevertheless, it would be well
also to realize that Freud was speaking not with the authority
of a long tradition, but rather as a pioneer of new knowledge.
It would be unfair to demand that he also be infallible.
The title of Chapter Four was, "Ask First: Does It Work?" This
is what we must do with Freud's theories: ask ourselves, first,
Do they work?
Freud dealt largely with mental abnormalities. The important thing,
to him, was to help his patients to regain what he considered
a state of normal mental health. What he gave them instead, however,
was a boat without a rudder that took them anywhere, or nowhere,
as the winds and ocean currents wafted it. Since the only clear
direction he indicated was the shore left behind, his patients
were asked only to ponder their hidden origins, as they hacked
away at that ropetheir repressionstying them to the
shore. The shore and the rope were the only realities he proposed.
Psychoanalysishis inventionwas supposed to enable one
to sever the rope. Afterward, however, one was set adrift in a
derelict vessel.
"The theory of repression," Freud wrote, "is the cornerstone on
which the whole structure of psychoanalysis rests." One must seriously
question whether the release he envisioned can really be achieved
by this merely negative emphasis. How could anyone be expected
to abandon something tangible (the life he has known) for something
intangible and unknown (the Id, which isn't even conscious)? Far
more effective, surely, would be a positive approach. For that,
two methods suggest themselves: affirmation, and visualization.
Affirmation, to be effective, must bewell, affirmative! One
should never tell himself, for instance, "I will not fail!"
He should say, rather, "I will succeed!" Self-correction,
too, should not emphasize the difficulties one faces. One shouldn't
say, for example, "I have all these complexes to process." Rather,
he should say, "I will do everything I can to reconstruct my life!"
Visualization should be practiced with a view to reinforcing the
ability to overcome. Here are a few methodssuggestions, only:
Imagine yourself standing on the shore of a lake. Mentally cast
your obstacles, like hard crystals of salt, into the clear water.
Watch carefully as they dissolve and disappear.
Again, visualize a bonfire. Cast your obstacles into it as though
they were chips of wood. Watch them as they are consumed in dancing
flames of joy.
A third method: Touch your mental obstacles with a Christmas sparkler
of laughter. Concentrate not on the obstacles themselves, but
on the light the sparklers emit.
Mental "tricks" like these will not help everyone, but the point
in any case is to direct energy away from your obstacles,
and toward their solutions. One must develop solution-consciousness.
Far more helpful is it to seek solutions than to let oneself be
sucked into a whirlpool of negativity.
Clarity cannot be achieved so long as the emotions are disturbed.
To achieve calmness, it is insufficient merely to think
one's way out of one's disturbances. Freud's focus was on the
intellect, but the intellect alone, without calm feeling to balance
it, is like a bark without a rudder. Today's reasoned "break-through"
finds itself drifting two days later into a fog, as one asks himself,
"Now, what was that insight I had?" It was a gossamer! Thoughts
fluctuate constantly. They need guidance from deep feeling if
they are not to be more than evanescent. Calm feeling requires
that one be established at his own center, and not hopping about
erratically at his periphery.
These principles are important not only for individuals, but also
for intentional communities. Their members may tend to focus on
the problems they face, in their efforts to solve them. The leaders,
too, may devote excessive energy to helping the "problem" members
in the hope of integrating them into the over-all spirit. The
community's continued development, however, depends on its mental
vigor, its solution-consciousness. Goals are best achieved by
fully expecting them to be achieved, then by working toward
them energetically in a spirit of freedom, and not burdening oneself
with excessive concentration on the difficulties.
No good can be served by devoting too much energy to unsupportive
members. Of these there will always be a few, for it happens that
someone who starts out with good intentions loses steam once the
novelty has worn off. Usually, the best hope in such cases is
for any negative influence that exists to be neutralized. Dissidents
won't promote ideas they don't personally like. It is better for
the community to devote its energy to those who support what is
going on. Positive energy is magnetic and attracts to itself more
positive energy. Negative energy, however, if given excessive
attention, can actually be a drain on positive energy.
Those who receive personal counseling should be advised not to
concentrate too much on ridding themselves of their complexes.
All they'll accomplish, if they continue down that path, is to
nourish those conflicts with fascination for them. People should
be urged, rather, to set themselves positive goals. This needn't
mean pretending that the conflicts don't exist. Indeed, awareness
of them can awaken the energy to overcome them. But why go to
the trouble of ferreting all of them out? That very attempt could
easily take one a lifetime, and at last recognition would dawn
that, having given them so much attention, little energy remains
for positive accomplishments. Success depends almost always on
solution-consciousness. It is actively attracted by positive
expectations. It can be delayed indefinitely, however, and even
repelled, by problem-consciousness.
An important question, after asking, "Does it work?" is to ask
further, Has psychotherapy ever produced radiant, magnetic,
outstandingly successful human beings? I am not aware that it
has. The question, "Does it work?" should be applied moreover
not only to patients, but to the psychoanalysts themselves.
Freud wrote, "No psychoanalyst goes further than his own complexes
and internal resistances permit." This statement begs for an inquiry
into the man himself, instead of only studying his theories.
Sigmund Freud, according to his long-time friend and biographer
Ernst Jones, had a good, if ironic, sense of humor. Despite the
fact, moreover, that toward the end of his life he suffered intensely
from jaw cancer, he was never heard to complain about it. These
are indications, certainly, of a well-integrated personality.
On the other hand, Ernst Jones wrote elsewhere that Freud was
also obsessively concerned with death, especially with his own.
He was deeply distressed, moreover, when colleagues challenged
his concepts, as happened in the definitive falling out he had
with Carl Jung and Alfred Adler. Freud's lack of objectivity in
that altercationhe too, after all, was only a pioneer in
that fieldsuggests an obsession with being in control. Obsessiveness
is suggested also by his preoccupation with death. Such an exaggerated
fear must be considered neurotic. Freud himself, had he observed
it in someone else, would surely have labeled it that.
It may not be fair to read too much into photographs. Even so,
the photos I've seen of Sigmund Freud do not awaken in me the
thought, "I'd love to be like that man!" Rather, they suggest
to me a nature dour, self-preoccupied, and over-absorbed in its
own theories. Such a man could be insensitive to others as
people. There is no evidence, here, of the friendliness one
naturally looks for in someone to whom one has gone for guidance.
So thenno radiant patients; no radiant physician; no radiant
results from the physician's methods. What is left? Psychoanalysis
is still of course, relatively speaking, in its infancy. We should
judge leniently those who work earnestly in this new, important
branch of human knowledgeof all branches, indeed, the most
elusive. Psychiatry, moreover, has come a long way since its first
pioneering years. Though it has yet a distance to go, one may
hope that, in time, it will learn how to offer truly intuitive
guidance, and above all how to encourage people to develop their
own highest potentials.
The greatest obstacle psychiatrists face has always been a temptation
to arrogance. Wisdom is not common anywhere, for it is the fruit
of maturity, not of training. Wisdom depends above all on humility,
and on deep, sincere sympathy for others. Meanwhile, it is important
that psychoanalysis not become a new, surrogate religion. Were
this to happen, further development in this field would cease,
at least temporarily.
Years ago I had an instructive experience. I'd injured my vocal
cords, having led over a hundred people in singing while being
myself afflicted with a severe case of laryngitis. I'd protested
that I couldn't do it, but people had insisted, and I'd relented.
My vocal cords, consequently, became ulcerated. For months thereafter,
I was forced to rest them. During that time, I visited several
doctors. One of them finally suggested that I try speech therapy.
The yellow pages of the telephone directory listed a woman therapist
whose office was not far from where I lived. As it turned out,
she also practiced psychotherapy.
I was seated in her office for my first appointment, when a man
in the outer room, visible through the open door, took his leave.
On his way out he waved to her and called out, "Goodbye!" That
was all. His tone of voice, however, his body language, his ingratiating
smile: all projected the message, "See, Mother, I'm much better
nowaren't I?" He exuded immature dependence. I don't remember
what her reply was, but I recall her attitude as she made it.
It held motherly reassurance as if to say, "You're doing just
fine, dear." To me there was something vaguely distasteful in
this brief episode. Here was a grown man, I thought, not a child.
To be "much better now" should have meant that he now felt strong
in himself, not vaguely anxious for reassurance.
She closed the door, then asked me to stretch out on a couch.
Sitting beside it, she leaned close to me and askedagain
in that sweet, motherly tone of voice"What would you like
me to call you?" Was she wanting me, I wondered, to open my arms
to her like a little boy to his mommy? This was our first meeting.
Her question struck me as highly inappropriate.
"You may call me Walters," I replied. "I never ask strangers to
address me by my first name." 12 Immediately
she backed off. And so ended the only psychotherapy session I've
ever had. Outside, afterward, a medical friend suggested I try
chiropractic treatments. Two neck adjustments later, I was completely
cured.
There seems to me something unwholesome about therapy that seeks
to reduce patients to a state of dependency. It affronts their
sense of self-worth, their natural dignity. It isn't that I don't
believe in humility. I believe in it very much. To accept a negative
image of oneself, however, is not humility. Rather, it leads to
self-absorption, which is the very opposite of humility.
Humility means self-forgetfulness. It means to respect
others, and out of respect to refrain from intruding unless they
themselves extend an invitation. Even so, to preserve a certain
mental distance, based on respect, makes communication easier.
This is as true for communication between friends as between strangers.
Respect keeps a relationship non-invasive. Excessive familiarity,
on the other hand, is demeaning to true friendship.
My objection to psychoanalysisas analysis only, not as wise
and sympathetic inquiryis that it encourages people to become
self-centered. How can anyone find inner release if he keeps thinking
about himself?
On a cruise through the fjords of Norway a few years ago, I had
a conversation with a New York psychiatrist. He asked me, "How
do you work with the people in your communities?"
"We encourage them," I replied, "to stand on their own feet, and
not to depend too much on others for help. We urge them also not
to focus on their shortcomings or on how others have treated them,
but to work on developing their own strength and clarity."
To my astonishment, the man's reply was abrupt: "In other words,
you're the competition!"
What a statement! and how demeaning, I thought, to his patients!
Psychiatry, alas, too often fans people's victim-consciousnessas
if freedom could be attained by blaming others, instead of by
scrupulous self-honesty.
Not long ago I watched a videotape of the movie Pride and Prejudice,
based on the novel of the same name by Jane Austen. Featuring
Greer Garson and Laurence Olivier, the movie contains a sequence,
which isn't in the novel, where Olivier (Mr. Darcy) tries to teach
Garson (Elizabeth Bennet) how to shoot a bow and arrow. Mr. Darcy
doesn't know it, but Elizabeth is actually better at archery than
he. Her three arrows all hit the bull's eye. His one arrow, shot
with the purpose of teaching her the right technique, misses the
bull's eyethough it does hit the target. As I was watching
this episode, I thought: This is how psychotherapy can help people.
It can offer them goals, then show them how to direct energy toward
achieving them.
To return to cooperative intentional communities: Their real purpose
should be to inspire people toward actual ends, both communal
and individual. Intentional communities would be of little practical
service if they encouraged people merely to live together as friends
on the same property. Goals are needed to inspire the whole group.
If their boatto return to our former analogylacks both
a rudder and a compass, it will simply drift. And if the group
has no positive purpose, even though its members enjoy their friendly
interaction together, it will bring most of them, after a time,
the feeling that something is amiss.
Counseling given with a view to definite ends might be named,
"Directional Therapy." For a clear direction is required for notable
success to be achieved. If, for example, a person takes up painting
without any clear notion of what he'd like to do with it, he won't
progress beyond the stage of gay dauber and dilettante.
Psychologists point out the problems caused by conflicting impulses,
of which the origins, usually, lie deep in the subconscious. Is
it really necessary to understand those impulses in order to function
effectively? Only if they seriously impede one's ability to function
at all. Usually, it is better to direct one's energy positively
than fret over what is obstructing that energy. Even a short move
in a positive direction will often generate the energy needed
for the next step.
Intentional cooperative communities are living laboratories. People's
shared commitment to an ideal soon reveals which attitudes work
well, which ones are less effective, and which ones don't work
at all. If a person's first thought is, "I must get my own situation
together, smooth out my own problems, and figure out what I really
need to be doing," he'll never get it together! But if
he forgets himself to focus on the larger issues; if he expands
his interests to include the needs of others; if he determines
to do something positive in cooperation with others, then he may
inspire many even when he finds himself beset by personal problems.
Most important, he will find inspiration in himself.
If an archer lets himself be distracted by people's chatter, he
probably won't hit the target. Similarly, for the mind to achieve
anything worthwhile it must be withdrawn from objects of distraction
and focused on what one intends to accomplish. Distractions include
subconscious conflicts. Even with these, one can withdraw the
mind from them instead of wrestling with them mentally. The way
to withdraw it is to relax from concentration on them.
The problem of how to direct energy wisely brings us back to Adam
Smith and his claim of the importance of self-interest. When self-interest
is contractive, it produces unhappiness and is therefore unwholesome.
When self-interest is expansive, however, and embraces other interests
and others' needs, it creates happiness both for oneself and for
others around one.
To practice directional therapy, a psychiatrist could offer his
patients specific, uplifting goals. At present, with Freud's influence
still looming over the scene like a grey cloud, a patient, after
finishing his treatment, usually goes out with the bland assurance
that he is as normal, now, as other peoplethat is to say,
no more neurotic than they. And what are the norms he is expected
to embrace so confidently? They include selfish ambition; unappeasable
desires; self-preoccupation; intolerance of the unfamiliar; anger
toward anyone whose interests conflict with his own; and the effort
to release negative emotions by giving vent to them rather than
by calmly accepting things as they are. "Norms" like these, if
in fact we accept them as normal, create either a sense of desperation
or a yawning sense of ennui! For a patient to achieve true release,
and certainly for a community to achieve worthwhile ideals, the
norm, instead, should be to make inner fulfillment one's
outward goal.
Freud's only "firm" reality was what he called the "unconscious":
not so firm, obviouslyin fact, so vague as to invite almost
any understanding of it one likes. He defined human nature in
terms of sexual desire. Adler defined it as the inferiority complex,
giving rise to the will to power. Jung defined that large continent
beneath conscious awareness as the "collective unconscious." All
three men got their patients to ponder things they couldn't see
or understand. Incomprehension caused them to focus all the more
intensely on mere shadows.
Some years ago, I was invited to lecture to a Jungian community
in Germany. I felt concern for them when I saw how desperately
anxious they were for self-improvement. "Relax," I urged them.
"Think of what you want to achieve in life. Don't worry
so much about the obstacles in the way of that achievement."
They took stern issue with me. "We must first face our darknesses!
We must bring them out into the open, so that we may deal with
them honestly."
"Indeed, I agree," I replied, "self-honesty is essential. But
you won't free yourselves of those 'darknesses' by merely dwelling
on them. Why not banish them by turning on the light?"
They continued to argue with me. In the end, their leader remonstrated,
"My dear sir, you are just too reasonable!" I was forced at last
to accept that one lecture wasn't enough to alter their opinions.
Their problem, I reflected, was that they were committed to a
philosophy that offered them no solutionsonly processes.
What solution do I propose, then? I don't say, Become a "Super
Achiever!" That, as we all know, is the way to an early heart
attack. But what about exploring your own higher potentials?
These, though certainly not clear at present, may yet raise us
to levels of awareness that are more refined than any we know
at present. If your potentials seem vague to you, so also is genius.
And if even one human being can achieve genius, why cannot all
achieve it?
There are goals everyone seeks. These include happiness, peace
of mind, inner freedom, love, and wisdom: a very good beginning,
surely, in any attempt at personal development. Other goals there
are also, particular to the individual. The important thing, always,
is that one's awareness expand, not contract in self-absorption.
In the next chapter we'll consider the question of how community
members who are dedicated to high ideals can achieve them more
easily in a group than alone. Can a goal as imprecise as happiness,
for example, inspire people to strive for it in practical ways?
Not as something concrete, admittedly, for happiness is a direction,
not a fixed end. That it exists, however, should be obvious enough.
If we don't share whatever we have of it with others, but hoard
it instead like a private possession, it will wither and die.
Happiness is a state of mind. As such, it doesn't depend on material
things and conditions. As gas expands, so also does consciousness,
if it isn't kept confined in a little bubble of selfishness. Consciousness
is, of course, inconceivably subtle compared with gas. One can
at least imagine it, therefore, as capable of infinite expansion.
Indeed, it is unreasonable to think consciousness can be contained
within the mere confines of a skull. We reach out constantly to
the world around us, and it is in consciousness that we do the
reaching. Our outreach is not only in thought, but in feeling
as we seek constantly to explore our relationship to broader realities.
Freud described the psyche as existing on three levels, of which
he said the first and lastthe Id and the Superegoare
unconscious, and only the Ego is conscious. His reasoning contains
a serious flaw: He describes us as willing things at lower
than egoic levels, so how can those levels be unconscious, literally?
They may be hidden from superficial awareness, but, like sunken
treasure, their allure may be all the greater for the fact that
they are invisible. Considering how careful Freud was with his
terminology, this confusion of unconsciousness with mere lack
of active awareness seems slipshod.
Since the Ego is one's sense of self, moreover, it doesn't acquire
self-awareness from other people as Freud claimed. Self-awareness
begins at least at the time of birth. It gains definition
through contact with others, but even without that definition
it is real; it isn't imposed on us from without. Self-definition
depends on an already-existing consciousness of existence: otherwise,
it couldn't exist. One need only observe the anxiety of a newborn
baby to focusso earnestly!on its own body. With its
first breath, it demonstrates sufficient awareness to cry. And
if it should find it difficult to take that breath, it would be
quite aware enough to register an active protest. Ego-awareness
cannot be entirely absent even at the level of the Id.
The Superego, finally, as explained by Freud, is an alien imposition:
not superior to the ego, but remote from and even hostile to it.
(How, one wonders, can so active a feeling as hostility be unconscious?)
The dark realms of the Id, however obscure to us in the waking
state, are nevertheless part of our egoic awareness. They relate
to our sense of self, for it is we ourselves who possess those
memories; they don't exist in someone else's mind. Nor are they,
more vaguely, a part of some "collective unconscious." They exist
consciously in our own selves.
Freud's exclusion of the Id from egoic as well as from conscious
awareness opened the way for Jung's pseudo-mystical concept of
a "collective unconscious." Group thoughts do influence people,
of coursemore so than most realize. Rational human beings,
under the influence of a mass emotion, will sometimes behave quite
irrationally. There is nothing unconscious, however, about
the process. When calmness returns, a person may regret something
he did under that influence, but to label the influence unconscious
is a poor excuse for avoiding blame.
Thoughts also leave their imprint on places. I have noted, in
a lifetime of traveling, that although past civilizations may
not exert an obvious influence on the present, they still exert
a subtle influence. In North America, descendants of European
immigrants may feel a certain rapport with the so-called American
Indian 13 that newcomers don't experience.
Descendants of settlers in Australia describe similar feelings
toward the aborigines of that continentsomething that I,
as a casual visitor, find some difficulty in experiencing. There
does seem to be a "collective" awareness of some sort, not "unconscious,"
which affects us all.
So then, we have an Id; good enough. We have an Ego: quite obvious,
though the ego cannot be imposed from without. What about the
Superego? Freud explained it as another outside imposition, and
defined it as man's "conscience." If it is in fact imposed, it
cannot be "conscience" in the usual sense of the word, though
others' opinions do of course affect all of us to a certain extent.
Their influence, however, accounts only for our "social conscience";
it is not that deeper recognition of right and wrong which is
native to all of us, even if we suppress it, and which arises
from deep levels of our own consciousness.
Is this recognition, as some people believe, artificial? Is it
due only to outer conditioning? There are laws at least of a physical
nature that affect us all. Were we to eat nails, for instance,
we would offend against the way our bodies were made, and might
die. We usually know when we've offended against at least some
of the laws of our bodies, for we suffer pain as a result.
There are also laws governing the mind. If we deliberately cause
someone pain, for example, we feel badly, not only out of fear
of his displeasure, but because we've created disharmony in ourselves.
We've gone against the natural flow of feeling in our hearts.
In fact, to return to a point we made earlier, we've shrunk that
feeling inward upon ourselves.
Notice how people, after making an unkind remark about someone
absent, tend to follow that remark with a light laugh. The laugh
is a mere reflex; it indicates an affirmation of inner harmony.
It shows an attempt to convince oneself that one's peace hasn't
been disturbedsince, of course, it has been!
"Conscience," as Freud described it, works on the subconscious
also, and often results in repressions. It cannot rightly, then,
be called unconscious. Freud might even have designated
it, instead, the Extra-ego, not the Superego, for its influence
comes not from above us, but from outside. There remains a need
for recognition of the existence of another level of the psyche:
a transcendental awareness. A good name for this level
would be the superconscious, for it is actually above
the normal wakeful level of awareness. Scientists say that we
use only a small percentage of our potential brain power. Perhaps
the superconscious describes that higher potential.
Or perhaps, again, the brilliance of genius is due not so much
to an unusually well-operating brain, but to a greater-than-usual
openness to higher inspiration. Perhaps even Jung's reservoir
of "collective unconsciousness" exists not as something unconscious,
but as a reality more conscious than our so-called "norms."
For decades science debated whether light is a particle or a wave.
The dispute was finally settled when light was proved to be both!
Perhaps that portion of a person's consciousness that we associate
with the brain (in this analogy, the particle of light),
and that which comes from an unconfined source (the wave),
will be found, similarly, to be one and the same thing.
Many people of genius have described inspiration as coming to
them in a flash. They don't work laboriously to achieve it. Works,
on the other hand, that are produced by careful ratiocination
give no evidence of having been inspired.
There are gradations of inspiration, moreover, the highest of
which come only when the mind is calm and, so to speak, inwardly
listening. Hard work may be necessary, afterward, to present that
inspiration clearly to others, but true inspiration depends first
of all on receptivity. It carries with it a deep sense
of conviction. These facts are relevant also to scientific discovery.
The mind in all cases is calm, focused, and intensely aware; it
can't be restless. The ego itself, finally, is only minimally
involved.
To clarify these concepts, visualize a stained-glass window of
many colors. The time is early in the morning before sunrise,
and the outdoors light is still dim. The window's colors cannot
easily be distinguished from one another: The reds look like the
yellows; the blues resemble the greens.
Then the sun rises, and the colors assume clarity and brilliance.
What is it that gives them their beauty? Obviously, it is the
sunlight. The colors cannot manifest themselves.
Let's continue this image. The sun now is high overhead; we go
out of doors to bask in its warmth. No longer is the sunlight
filtered to us through colored panes of glass: It is all around
us, coming to us from the sky above. Indoors, the colored panes
broke the light into many colors. Out of doors, it is the earth's
atmosphere that gives the light its color. Were there no atmosphere,
the sun would appear as if suspended in total blackness.
Because our minds are finite, we may prefer to see the light framed
in a colored window to blazing alone in empty space. Perhaps the
brain, too, like those colored panes, is only a filter
for consciousness, particularizing it, rather than acting as a
mere organ for the "excretion" of consciousness. In this case,
Leonardo da Vinci may be described as the filter through
which inspiration came to him, enabling the production of his
great works of art. Perhaps it was a waveon an ocean of consciousness?that
inspired him, even as waves of light may be said to form
its particles.
The wave of inspiration that was particularized by Leonardo might
have been filtered differently by other minds. His genius lay
not only in his openness and receptivity to inspiration, but
in his talent for individualizing it.
It is right and natural that we honor the great artist, Leonardo,
through whom those works came into being. To return, however,
to the analogy of light as both a particle and a wave, if consciousness
itself is greater than that which exists in the brain, then Leonardo
was the co-creator of his works, not their sole originator.
He wasto change the analogya thousand-watt light bulb
compared to which the bulbs of lesser minds had a lower wattage.
All minds, however, were recipients of the same voltage from the
power plant, regardless of their individual capacity.
Many scientific discoveries have been made almost simultaneously
by more than one person. This fact is well known, and suggests
that the truths revealed by science were simply awaiting discovery
by minds that were attuned to their particular "wavelength." Indeed,
it has often been said that, had Charles Darwin delayed publication
of The Origin of Species by only two weeks, Alfred Russel
Wallace, who was on the same track, would today be known as the
originator of the Theory of Evolution.
Nikolai Lobachevsky in Russia, and János Bolyai in Hungary, discovered
non-Euclidian geometry more or less at the same time. Euclid had
reigned unchallenged as the authority on geometry for over two
thousand years. All at once these two men, unknown to one another,
had the same revolutionary insight.
In mathematics, again, Isaac Newton in England and Baron Leibniz
in Germany (he who first drew attention to the subconscious) discovered
calculus. They didn't collaborate in this discovery, yet they
made it almost simultaneously.
Consider, too, how waves of inspiration move across the world.
They touched Germany during the eighteenth and nineteenth centuries,
resulting in the great musical masterpieces of Bach, Mozart, Beethoven,
and many others. Those waves touched Athens, Greece, during the
fourth century B.C., when that country flowered with great philosophy.
They touched France in the seventeenth century, and the dramatic
works of Corneille, Racine, and Molière came into being.
In studying this historical phenomenon, one encounters case after
case supportive of the theory that consciousness is not a creation
of the brain, but comes to it from higher levels, giving
it the very power to think.
Let us return to the "collective unconscious" of Carl Jung: If
his reference was not to something literally unconscious; if it
wasn't a mere composite of many people's thoughts, but the source,
rather, from which they derive their ideas, what can it be? In
this case, the world's cultures must have developed not only out
of collective decisions made by many human beings, but out of
the attunement of those people with a broader consciousness. Scientific
invention, artistic and literary inspiration, and great achievements
of all kinds derived from attunement with various levels of consciousness,
and not from anyone's thinking, thinking, thinking as the mind
dizzied itself like a whirling dervish with all that effort.
I have suggested that this greater consciousness be called the
superconscious. Freud's Superego is misleading,
since it really isn't above the ego. He related it to the
conditioning we receive from society, and claimed that its conditioning
is responsible for the conflict between the Superego and the nature
with which we were bornthe Id, or aggregate of our "animal"
impulses. Conscience, according to Freud, causes most of our unhappiness.
He said that in responding to its strictures we suppress what
we really want in an attempt to adjust to the demands of others.
Inner conflict, according to his view, is inevitable. It forces
us to repress our natural impulses, thereby producing deep-seated
tensions and consequent inner frustration. Such tension and frustration
can lead in extreme cases to madness. Human life therefore, according
to him, can never rise above grim compromise, a sort of Hegelian
synthesis born of the conflict between two harsh alternatives:
the individual's self-interest on the one hand, and society's
self-interest on the other. Happiness, in this case, is impossible,
and the best we may hope for is, by releasing our repressions,
to be able to function more or less normally in a basically abnormal
world, where conflict and competition are the "norms." Suppression
is the "Trojan horse" that threatens man's peace of mind. Release
from suppression is the only possible way to fulfillment.
Once again, we must ask the question: Does it work?
There is an aspect of suppression that too few people, especially
if they've been influenced by Freudian concepts, take sufficiently
into account: namely, that suppression is not always a bad thing.
Sometimes, indeed, it may even be a good thing not
as a means of avoiding shame and ignominy, but as a help to developing
strength and a noble character. These are assets; they enrich
the soil in which the tree of happiness grows.
Imagine a fairly usual situation: A man loves a woman, and she
requites his love. She poses a threat, however, to some principle
that he holds dear: perhaps his love for his country, or for a
noble cause, or for God. In the first case, it may be that she
is a citizen of an enemy country. In the second case, it may be
that she is wholly indifferent to the cause that is dear to him.
In the third, perhaps her desire for worldly satisfactions prevents
her from feeling any interest in spiritual matters. What should
he do?
In each case, a psychoanalyst might say to him, "Your conscience
is society's imposition on you. Objectively, it has no validity.
Do what you yourself feel good about doing. If you choose
the path of honor (as you mistakenly call it), and renounce love,
you will only suffer by repressing your true nature, as it is
defined by your desires. What point is there in suffering? Accept
that fulfilling your desire is, where you are concerned, the only
good. Choose the girl."
Let us assume he follows this advice. In his heart he knows that
in so doing he sacrifices something precious to him, even though
intangible. He may content himself for a time with that choice.
Eventually, however, he will surely suffer, for in denying his
ideals he will have stifled another very real part of his own
nature.
To renounce personal gratification for the sake of a principle
is, many psychoanalysts say, a mistake. In most cultures, however,
such renunciation is considered a virtue and a path to honor.
Pain is not always a bad thing. To do what one feels is right,
as opposed to what is merely pleasant, is the way to enduring
happiness. This uphill path is not always easy, but its rewards
are infinitely greater than the consolations one experiences by
flowing with desire. Was Freud right? Has humanity for so many
centuries been wrong?
"Do what feels good," the psychiatrist may say. Does it "feel
good" to affirm selfishness? We have seen that, in the long run,
it does not. The way to feel lastingly "good" is to expand, not
contract, one's self-identity.
Some years ago I read an account of a woman whose husband had
recently died. Someone asked a friend of hers, "How is she holding
up?"
"Oh, marvelously!" the friend replied. "She's kept on such
heavy sedation, she barely knows what's happened to her."
Is it really good to place so high a priority on avoiding pain?
Surely, by facing pain and accepting it one's strength and insight
increase. Constantly to shirk pain shows an unwillingness to face
reality; it is a mark of emotional immaturity.
True enough, blocked energy is unwholesome. If we suppress or
ignore it, moreover, it won't simply shrivel up and die. It must
be redirected. In so doing, great power can be generated
in oneself. Pain encourages one to re-think his priorities. When
suppressed energy is released and channeled wisely, one's initial
disappointments can end in shining success and happiness.
Genius requires moral vigor. It never flourishes by compromising
with unnecessary conventions. True conscience, as opposed to superficial
"scrupulosity," summons one to live up to the highest that is
in him. This conscience comes from within: It cannot be imposed
externally. This is a more difficult path than lying on a couch
and giving utterance to streams of consciousness to release blocked
energy in the Id. In the end, however, this difficult path is
infinitely more rewarding.
Communities offer an especially practical path to self-conquest.
They require outer goals, also, toward which their members
can aspire together. If it were only a question of everyone's
exploring his own potential, people might as well become hermits.
But people need one another. Good company and good environment:
Both are neededas much so as the body needs nourishing food.
Communities that are dedicated to high principles are an important
way of inspiring people to make an effort that few would make
on their own.
In the next and last chapter, we'll consider what, specifically,
a community might do to establish goals that are expansive, as
opposed to ones that are narrow and constrictive. Communities
are a way of helping people to grow toward maturity as human beings,
and not allow themselves to diminish and stagnate.
11
For clarity, I shall capitalize these three words in reference
to Freud and his theories. Otherwise, the word ego appears, as
it normally does, in lower case.
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12
To clarify that statement, my reply was because she'd asked me
that question. Otherwise, as far as I'm concerned people may call
me whatever they like.
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13
I can't resist sharing a joke here that I heard recently. Someone
asked a Sioux Indian, "Would you rather be called an Indian,
or a Native American?" The other replied, "Well, since
we're neither, we're only grateful that Christopher Columbus,
in discovering America, wasn't looking for Turkey."
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